Deborah Lucille Alexander

Employer firm

Umb Financial Services, Inc. CRD 17073

$5.04M regulatory AUM 2,110 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Umb Financial Services, Inc.

928 Grand Blvd 4Th Floor, Kansas City, MO 64106 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2017-04-06

MO RA
APPROVED

Since 2017-04-06

Branch Locations

Lake Lotawana, MO • United States

928 Grand, Kansas City, MO 64106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Umb Financial Services Inc	Kansas City	MO	08/2001	Present
Umb Insurance Inc	Kansas City	MO	06/2001	Present

08/2001 → Present

Umb Financial Services Inc

Kansas City, MO
06/2001 → Present

Umb Insurance Inc

Kansas City, MO

Other Businesses

UMB Insurance, investment-related, 928 Grand Blvd., Kansas City, MO, 64106, insurance products and services, Insurance Product Manager, start date 08/17/2001, 112 hours per month allocated to UMB Insurance during normal business hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2002-01-14

S63 Uniform Securities Agent State Law Examination

2002-01-14

View on SEC IAPD