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Current Employers
Umb Financial Services, Inc.

928 Grand Blvd 4Th Floor, Kansas City, MO 64106 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2017-04-06
  • MO RA
    APPROVED
    Since 2017-04-06

Branch Locations

Lake Lotawana, MO • United States

928 Grand, Kansas City, MO 64106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Umb Financial Services Inc Kansas City MO 08/2001 Present
Umb Insurance Inc Kansas City MO 06/2001 Present
Other Businesses

UMB Insurance, investment-related, 928 Grand Blvd., Kansas City, MO, 64106, insurance products and services, Insurance Product Manager, start date 08/17/2001, 112 hours per month allocated to UMB Insurance during normal business hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-01-14
  • S63 Uniform Securities Agent State Law Examination
    2002-01-14

View on SEC IAPD

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