Kevin William Campbell

Current Employers

Focus Point Capital Llc

Boulder, CO • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED_RES	2022-12-05
CO	RA	APPROVED	2021-11-05

CA RA
APPROVED_RES

Since 2022-12-05
CO RA
APPROVED

Since 2021-11-05

Branch Locations

Dacono, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
James Alpha Advisors	Denver	CO	03/2012	04/2021
Fdx Capital Llc	Denver	CO	09/2015	04/2021
Global Financial Private Capital, Llc	Dacono	CO	10/2016	05/2017
Vison 4 Fund Distributers	Denver	CO	07/2021	Present
Focus Point Capital Llc	Dacono	CO	10/2021	Present

03/2012 → 04/2021

James Alpha Advisors

Denver, CO
09/2015 → 04/2021

Fdx Capital Llc

Denver, CO
10/2016 → 05/2017

Global Financial Private Capital, Llc

Dacono, CO
07/2021 → Present

Vison 4 Fund Distributers

Denver, CO
10/2021 → Present

Focus Point Capital Llc

Dacono, CO

Previous Registrations

2016-09-29 → 2021-04-08

Easterly Funds Llc

Greenwood Village, CO
2016-11-18 → 2017-05-05

Global Financial Private Capital, Inc.

Dacono, CO

Sarasota, FL
2011-08-11 → 2012-03-19

Sunset Financial Services, Inc.

Thornton, CO

Scottsdale, AZ

Thornton, CO
2010-11-17 → 2011-01-05

U.S. Bancorp Asset Management, Inc.

Minneapolis, MN
2008-01-23 → 2009-06-08

Lincoln Financial Distributors, Inc.

Scottsdale, AZ

Las Vegas, NV
2004-07-12 → 2007-12-11

Curian Capital, Llc

Denver, CO

Denver, CO
2006-09-22 → 2007-01-25

Intervest International, Inc.

Denver, CO

Other Businesses

1) FOCUS POINT CAPITAL; 3065 11th St, Boulder, CO; Wholesale separately managed accounts to advisors; Sales Representative and Registered with Focus Point's RIA; start date 10/2021; 20 hrs/month.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-09-29
S63	Uniform Securities Agent State Law Examination	2007-01-26
S65	Uniform Investment Adviser Law Examination	2004-07-10

S66 Uniform Combined State Law Examination

2016-09-29
S63 Uniform Securities Agent State Law Examination

2007-01-26
S65 Uniform Investment Adviser Law Examination

2004-07-10

Other Names

Kevin W Campbell

View on SEC IAPD