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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2003-07-01 |
Branch Locations
9442 N Capital Of Texas Hwy N Ste 700 Arboretum Plaza One, Austin, TX 78759 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Austin | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Austin | TX | 11/2016 | Present |
JAM 1 LLC, INVESTMENT RELATED, AUSTIN, TX, RENTAL PROPERTY, OWNER, START 8/2009, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: OWNER. JAM-2 LLC; INVESTMENT RELATED; AUSTIN, TX; RENTAL PROPERTY; CO-OWNER; START 12/2011; 10 HRS PER MONTH; 0 HRS DURING TRADING; NONE. JAKAL-1 LLC; INV. RELATED; AUSTIN,TX;RENTAL PROPERTY; 100% OWNERSHIP WITH SPOUSE; START 11/19/2018; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; OWNER OF RENTAL PROPERTY. RENTAL PROPRTY, INVT RELATED, KILLEEN, TX, RENTAL PROPERTY, 50% OWNERSHIP WITH SPOUSE, START 3/27/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER. RENTAL PROPERTY, INVT RELATED, COPPERAS COVE, TX, RENTAL PROPERTY, 50% OWNERSHIP WITH SPOUSE, START 2/26/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNERSHIP. RENTAL PROPERTY, INVT RELATED, AUSTIN, TX, RENTAL PROPERTY, 50% OWNERSHIP WITH SPOUSE, START 1/2/2011, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER. RENTAL PROPERTY, INVT RELATED, KILLEEN, TX, 100% OWNERSHIP WITH SPOUSE, START 9/18/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER. JAKAL-2,LLC, INVT RELATED, KILLEEN, TX, 100% OWNERSHIP WITH SPOUSE, START 10/2/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER. JAKAL-3,LLC, NOT INVT RELATED, HARKER HEIGHTS, TX, 100% OWNERSHIP WITH SPOUSE, START 3/10/2021, 2 HR PER MONTH, 0 HRS DURING TRADING, HOLDS RENTAL PROPERTY. RENTAL PROPERTY; INVESTMENT RELATED; HARKER HEIGHTS,TX; 100% OWNERSHIP; START 3/10/2021; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-16 |
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