Dawn Kay Wales

Current Employers

Employment History

• 01/2008 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 01/2021 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Other Businesses

1) DAWN K WALES, 441 51ST ST, MOLINE, IL, 07/2004, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 0 HR/YR, 0 HR/YR TRADING. 2) DAWN K WALES, 441 51ST ST, MOLINE, IL, 08/2012, NOTARY, NIR, 0 HR/YR, 0 HR/YR TRADING. 3) DAWN K WALES, 441 51ST ST, MOLINE, IL, 10/2014, COACH/CONSULTANT, NIR, 4 HRS/MO, 0 HR/MO TRADING. 4) QUAD CITIES MEDIATION SERVICES, 430 W 35TH ST, #7, DAVENPORT, IA, 11/2013, SMALL CLAIMS COURT MEDIATOR, NIR. 2 HR/MO, 0 HR/MO TRADING. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 01/2021, AS ADVISORY REP OF AN RIA. INV REL, 80 HR/MO, 80 HR/MO TRADING. 6) DW INSURANCE CO INC DBA BETTERNDORF FINANCIAL GROUP, 1717 STATE ST, SUITE 101, BETTENDORF, IA, 10/2018, OWNER, DBA, INV REL, 5 HR/MO, 5 HR/MO TRADING. 7) CLIENT BUILDERS BROKERAGE HOUSE, 1717 STATE ST, SUITE 101, BETTENDORF, IA, 10/2023, BOARD MEMBER/SECRETARY, DBA, NIR, 1 HR/MO, 0 HR/MO TRADING. 8) DAWN WALES, 15228 35th Ave, East Moline IL 61244, United States, 07/16/2025, Owner, Real Estate, NIR, 1 HR/MO, 0 HR/MO TRADING. 9) WPFN/S LLC, 15228 35th Ave, East Moline IL 61244, United States, 09/26/2025, Owner, Real Estate, NIR, 1 HR/MO - 0 HR/MO TRADING 10) BFGADVISORS, 1717 State Street, Suite 101, Bettendorf IA 52722, United States, 10/27/2025, W2 Employee, DBA Name, INV REL, (1) HR/MO - (1) HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2020-10-16
• S63 Uniform Securities Agent State Law Examination
  2002-03-29