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Douglas Brock Williams

Neuberger Berman Bd LLC

Dallas, TX

Dallas, TX

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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-19
TX RA APPROVED 2017-07-20
NJ RA APPROVED 2008-12-26
  • NY RA
    APPROVED
    Since 2021-03-19
  • TX RA
    APPROVED
    Since 2017-07-20
  • NJ RA
    APPROVED
    Since 2008-12-26

Branch Locations

325 N. St Paul Street 49Th Floor, Dallas, TX 75201-3857 • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman, Llc Hong Kong 10/2008 07/2017
Neuberger Berman Dallas TX 07/2017 Present
  • 10/2008 → 07/2017
    Neuberger Berman, Llc
    Hong Kong
  • 07/2017 → Present
    Neuberger Berman
    Dallas, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-08-29
  • S63 Uniform Securities Agent State Law Examination
    2017-08-29
Designations

View on SEC IAPD

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