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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2024-08-28
  • RI RA
    APPROVED
    Since 2024-08-28

Branch Locations

1 Citizens Bank Way, Johnston, RI 02919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 10/2009 03/2022
Citizens Bank, N.A Johnston RI 03/2022 10/2022
Citizens Securities, Inc Westwood MA 03/2022 10/2022
Citizens Securities, Inc Westwood MA 10/2022 05/2023
Citizens Bank, N/A Johnston RI 10/2022 05/2023
Citizens Securities Inc. Johnston RI 05/2023 10/2023
Citizens Securities, Inc. Johnston RI 08/2024 Present
Bank Rhode Island Cranston RI 10/2023 08/2024
Previous Registrations
Other Businesses

Notary Public

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-30
S63 Uniform Securities Agent State Law Examination 2001-12-19
  • S66 Uniform Combined State Law Examination
    2017-06-30
  • S63 Uniform Securities Agent State Law Examination
    2001-12-19

View on SEC IAPD

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