Chi Ling Gillian Yu

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2015-10-28
TX	RA	APPROVED_RES	2015-10-28

CA RA
APPROVED

Since 2015-10-28
TX RA
APPROVED_RES

Since 2015-10-28

Branch Locations

Kensington, CA • United States

555 California Street Pwm, San Francisco, CA 94104 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Morgan Stanley	San Francisco	CA	10/2015	Present
Morgan Stanley Private Bank, National Association	New York	NY	11/2015	Present

10/2015 → Present

Morgan Stanley

San Francisco, CA
11/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2003-01-17 → 2015-11-11

Credit Suisse Securities (Usa) Llc

San Francisco, CA

San Francisco, CA
2002-08-20 → 2003-01-17

Pershing Llc

San Francisco, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-11-03

S66 Uniform Combined State Law Examination

2001-11-03

Other Names

Gillian Yu
Chi Ling (Gillian) Yu

View on SEC IAPD