Vincent W.s. Law

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-05-09

CA RA
APPROVED

Since 2025-05-09

Branch Locations

595 Humboldt St Ste 200, Reno, NV 89509 • United States

225 S Lake St 1190 [Satellite], Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Seal Beach	CA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Seal Beach	CA	11/2016	05/2025
Wells Fargo Advisors Financial Network, Llc	Pasadena	CA	05/2025	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Seal Beach, CA
11/2016 → 05/2025

Wells Fargo Clearing Services, Llc

Seal Beach, CA
05/2025 → Present

Wells Fargo Advisors Financial Network, Llc

Pasadena, CA

Previous Registrations

2003-07-01 → 2025-05-09

Wells Fargo Clearing Services, Llc

Seal Beach, CA

Torrance, CA

Pasadena, CA

Seal Beach, CA

Seal Beach, CA

Los Angeles, CA

Pasadena, CA

San Marino, CA
2000-02-25 → 2003-07-01

Prudential Equity Group, Llc

Long Beach, CA

Other Businesses

VINCENT LAW FINANCIAL CONSULTANT GROUP, LLC; INV RELATED; SAN MARINO, CA; 100% OWNERSHIP; 02/2025; 4 HOURS PER MONTH; 0 DURING TRADING; FINET PRACTICE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-10-11

S66 Uniform Combined State Law Examination

1999-10-11

View on SEC IAPD