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Brian Edward Schlotter

LPl Financial LLC

Aurora, OH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-08-12
  • OH RA
    APPROVED
    Since 2019-08-12

Branch Locations

385 Ravine Dr, Aurora, OH 44202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rossi, Schlotter & Co. Solon OH 05/1988 Present
Cetera Financial Specialists Llc Schaumburg IL 05/2004 07/2019
Cetera Investment Advisers Llc Schaumburg IL 05/2004 07/2019
Payroll Advisors, Llc Solon OH 11/2010 Present
Lpl Financial, Llc Solon OH 07/2019 Present
  • 05/1988 → Present
    Rossi, Schlotter & Co.
    Solon, OH
  • 05/2004 → 07/2019
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 05/2004 → 07/2019
    Schaumburg, IL
  • 11/2010 → Present
    Payroll Advisors, Llc
    Solon, OH
  • 07/2019 → Present
    Solon, OH
Previous Registrations
  • 2004-05-07 → 2019-08-09
    Mayfield Heights, OH
    Solon, OH
  • 2002-07-22 → 2004-10-29
    Genworth Financial Planning Corporation
    Mayfield Heights, OH
Other Businesses

1) 8/5/2019 - DBA for LPL Business (entity for LPL business) - RS Financial Services, LLC - Investment Related - Solon, OH 2) 04/23/2024 - R&S Holding, Inc. - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 12/11/2023 - 1 Hour Per Month/ 0 Hours During Trading 3) 11/12/2024- Walter & Associates DBA Delguyd, Walter & Associates- Tax Prep/Accounting/CPA- CPA- Investment Related - At Reported Business Location(s) - Start Date 01/01/2024- 120 Hours per Month/ 4 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-31
  • S66 Uniform Combined State Law Examination
    2001-10-31

View on SEC IAPD

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