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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rossi, Schlotter & Co. | Solon | OH | 05/1988 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 05/2004 | 07/2019 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 05/2004 | 07/2019 |
| Payroll Advisors, Llc | Solon | OH | 11/2010 | Present |
| Lpl Financial, Llc | Solon | OH | 07/2019 | Present |
1) 8/5/2019 - DBA for LPL Business (entity for LPL business) - RS Financial Services, LLC - Investment Related - Solon, OH 2) 04/23/2024 - R&S Holding, Inc. - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 12/11/2023 - 1 Hour Per Month/ 0 Hours During Trading 3) 11/12/2024- Walter & Associates DBA Delguyd, Walter & Associates- Tax Prep/Accounting/CPA- CPA- Investment Related - At Reported Business Location(s) - Start Date 01/01/2024- 120 Hours per Month/ 4 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-31 |
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