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Thomas Liam Irwin

Hightower Advisors, LLC

Chicago, IL

New York, NY

CRD 4443238

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-02-24
  • NY RA
    APPROVED
    Since 2026-02-24

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

300 Madison Avenue 29Th Floor, New York, NY 10017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 11/2013 04/2019
Broad Street Capital Markets Newark NJ 03/2021 10/2021
Kkm Financial Chicago IL 04/2019 03/2021
Revere Securities Llc New York NY 10/2021 05/2023
Unemployed New York NY 05/2023 01/2024
Michael Moore Agency New York NY 01/2024 11/2024
Lpl Enterprise New York NY 02/2025 10/2025
Hightower Advisors, Llc New York NY 11/2025 Present
  • 11/2013 → 04/2019
    Ubs Financial Services Inc
    New York, NY
  • 03/2021 → 10/2021
    Broad Street Capital Markets
    Newark, NJ
  • 04/2019 → 03/2021
    Kkm Financial
    Chicago, IL
  • 10/2021 → 05/2023
    Revere Securities Llc
    New York, NY
  • 05/2023 → 01/2024
    Unemployed
    New York, NY
  • 01/2024 → 11/2024
    Michael Moore Agency
    New York, NY
  • 02/2025 → 10/2025
    Lpl Enterprise
    New York, NY
  • 11/2025 → Present
    New York, NY
Previous Registrations
Other Businesses

Babies Heart Fund; Investment Related - No; New York, NY; Non-Profit Board Member; Start Date 05/2014; Approximately 2 hours per month with 0 hours during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-20
S66 Uniform Combined State Law Examination 2001-10-26
  • S65 Uniform Investment Adviser Law Examination
    2026-02-20
  • S66 Uniform Combined State Law Examination
    2001-10-26

View on SEC IAPD

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