Ross Christopher Morgan

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → Present
  Rcm Advisors
  Dallas, TX
• 06/2012 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2004-09-27 → 2012-06-05
  Howard Financial Services, Ltd.
  Dallas, TX
• 2003-01-17 → 2004-05-26
  Credit Suisse Securities (Usa) Llc
  Dallas, TX
• 2001-11-05 → 2003-01-17
  Pershing Llc
  Dallas , TX

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 06/01/12 2) RIVERHOUSE B ELEMENT 52, TELLURIDE, CO, 01/2010. RECORD KEEPER. NIR-.5/WK-0/TRADING. 3) R & R INVESTMENT PROPERITES, LLC, 4228 SOUTHWESTERN BLVD, DALLAS TX, RENTAL PROPERTY, CO-OWNER AND MANAGER, 05/13/21, NIR, 1 HR/MO- 0/TRADING HR. 4) Highland Park High School Boys XC Booster Club Treasurer, 4228 Southwestern Blvd, Dallas TX 75225, United States, 07/01/2024, Treasurer, Accounting/Bookkeeping/Payroll Services, NIR, 4 HR/MO- 0/TRADING HR.

Exams

• S66 Uniform Combined State Law Examination
  2001-11-03

Designations

• Certified Financial Planner