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Priyesh James Purushothaman

Charles Schwab & Co., Inc.

Austin, TX

CRD 4443112

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

11800 Schwab Way, Austin, TX 78758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kepler Capital Markets, Inc. New York NY 07/2013 01/2021
Unemployed West Lake Hills TX 07/2021 01/2023
Unemployed Ny NY 01/2021 07/2021
Stirlingshire Investments Ny NY 01/2023 06/2023
Stirlingshire Investments, Inc. Ny NY 01/2023 06/2023
Charles Schwab & Co., Inc Austin TX 06/2023 Present
Charles Schwab Bank Ssb Austin TX 06/2023 Present
Cresent City Capital New Orleans LA 03/2022 03/2023
  • 07/2013 → 01/2021
    Kepler Capital Markets, Inc.
    New York, NY
  • 07/2021 → 01/2023
    Unemployed
    West Lake Hills, TX
  • 01/2021 → 07/2021
    Unemployed
    Ny, NY
  • 01/2023 → 06/2023
    Stirlingshire Investments
    Ny, NY
  • 01/2023 → 06/2023
    Stirlingshire Investments, Inc.
    Ny, NY
  • 06/2023 → Present
    Charles Schwab & Co., Inc
    Austin, TX
  • 06/2023 → Present
    Charles Schwab Bank Ssb
    Austin, TX
  • 03/2022 → 03/2023
    Cresent City Capital
    New Orleans, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-04
S63 Uniform Securities Agent State Law Examination 2001-10-31
  • S66 Uniform Combined State Law Examination
    2024-03-04
  • S63 Uniform Securities Agent State Law Examination
    2001-10-31
Other Names
  • Pj Purushothaman

View on SEC IAPD

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