Kathryn Ann Messick

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 10/2018
  Ameriprise Financial Services, Inc.
  Timonium, MD
• 10/2018 → Present
  Webermessick
  Baltimore, MD
• 10/2018 → 05/2019
  Kestra Financial Incorporated
  Baltimore, MD
• 05/2019 → Present
  Lpl Financial Llc
  Baltimore, MD

Previous Registrations

• 2018-10-31 → 2019-05-30
  Kestra Advisory Services, Llc
  Baltimore, MD
  Austin, TX
• 2015-11-17 → 2018-10-24
  Ameriprise Financial Services, Llc
  Hunt Valley, MD
• 2012-05-11 → 2015-11-11
  Wells Fargo Clearing Services, Llc
  Jacksonville, FL
  Ponte Vedra Beach, FL
  Hunt Valley, MD
• 2010-02-22 → 2011-03-30
  Morgan Stanley
  Honolulu, HI
• 2009-08-31 → 2010-02-08
  Vsr Financial Services, Inc.
  Kapolei, HI
  Overland Park, KS
• 2002-11-14 → 2008-12-31
  Citigroup Global Markets Inc.
  Honolulu, HI
  Washington, DC
  Washington, DC
• 2002-04-11 → 2002-09-30
  Morgan Stanley Dw Inc.
  Alexandria, VA

Other Businesses

1)5/30/19- WeberMessick Wealth Management- DBA for LPL Business (entity for LPL business)- Inv. Related- Baltimore, MD -160hrs/mth -100% 2) 09/28/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Other - Notary Public - Started 09/27/2023 - 2 Hours Per Month During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2002-04-10

Other Names

• Kathryn Ann Lafferty
• Kathryn Ann Welch
• Kathryn Ann Welch
• Kathryn Lafferty Welch