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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-09-18
NV RA APPROVED 2022-03-21
AZ RA APPROVED 2022-02-10
OR RA APPROVED 2022-02-08
CA RA APPROVED 2022-02-04
  • MD RA
    APPROVED
    Since 2024-09-18
  • NV RA
    APPROVED
    Since 2022-03-21
  • AZ RA
    APPROVED
    Since 2022-02-10
  • OR RA
    APPROVED
    Since 2022-02-08
  • CA RA
    APPROVED
    Since 2022-02-04

Branch Locations

556 Castro St, San Francisco, CA 94114 • United States

1501 Church St, San Francisco, CA 94131 • United States

San Francisco, CA • United States

Ocean City, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp San Francisco CA 07/2001 Present
Traci Hollander Insurance Agency San Francisco CA 01/2005 Present
Traci Hollander Insurance Agency San Francisco CA 04/2015 Present
State Farm Investment Management Corp San Francisco CA 09/2018 06/2019
State Farm Investment Management Corp San Francisco CA 02/2022 Present
Other Businesses

1) Traci Hollander's Insurance Agency; Insurance Agency; Investment-related; 556 Castro St San Francisco, CA 94114-2512; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 12/1/2001; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-10-27
  • S63 Uniform Securities Agent State Law Examination
    2001-10-27
Designations
  • Chartered Financial Consultant
Other Names
  • Traci Eileen Robertson

View on SEC IAPD

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