Kevin (Nmn) Karpuk

Employer firm

Cornerstone Advisors Asset Management, LLC CRD 138638

$9.57B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2001 → Present
  Cornerstone Institutional Investors, Llc
  Bethlehem, PA
• 03/2002 → Present
  Cornerstone Advisors Asset Management Llc
  Bethlehem, PA
• 04/2010 → Present
  Cornerstone Benefits, Inc.
  Bethlehem, PA
• 01/2011 → Present
  M Holdings Securities Inc
  Bethlehem, PA

Previous Registrations

• 2004-07-08 → 2017-12-31
  Cornerstone Institutional Investors, Inc.
  Bethlehem, PA
  Bethlehem, PA
  Bethlehem, PA
  Bethlehem, PA
• 2002-03-13 → 2006-03-02
  Ycs Asset Management, Inc.
  Bethlehem, PA

Other Businesses

(1) M Holdings Securities, Inc.; Portland, OR; Broker Dealer; Investment-Related; Registered Representative; duties include Consulting; started 1/2011; 10% of time; 10% of time during trading hours (2) Cornerstone Institutional Investors, LLC; Bethlehem, PA; Insurance Agency; Investment-Related; Chief Investment Officer/Manager; started 5/2000; 5% of time; 5% of time during trading hours (3) Cornerstone Advisors Asset Management, LLC; Bethlehem, PA; Investment Advisor; Investment-Related; Chief Investment Officer/Manager; started 5/2000; 85% of time; 85% of time during trading hours (4) Cornerstone Benefits, Inc. is the parent company of Cornerstone Institutional Investors, LLC and Cornerstone Advisors Asset Management, LLC.

Exams

• S66 Uniform Combined State Law Examination
  2001-09-17

Designations

• Chartered Financial Analyst

Other Names

• Kevin Karpuk