James M. Kaiser

Current Employers

Employment History

• 01/1991 → Present
  Monroe Township Advisory Board
  Monrovia, IN
• 10/2002 → Present
  Aig American General Life Insurance Company
  Monrovia, IN
• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Monrovia, IN

Previous Registrations

• 2008-10-31 → 2023-09-01
  Osaic Services, Inc.
  Monrovia, IN
• 2006-03-16 → 2008-10-31
  American General Securities Incorporated
  Houston, TX
  Monrovia, IN
  Monrovia, IN

Other Businesses

1) JAMES KAISER, INDEPENDENT INSURANCE SALES, COMMENCED 8/2001, SOLE PROPRIETORSHIP, INVESTMENT RELATED, 25% TIME SPENT, 100% OWNERSHIP, AGENT/REP; 2) MONROE TOWNSHIP ADVISORY BOARD, BOARD OF MEMBERS, COMMENCED 11/1989, ORGANIZATION, NOT INVESTMENT RELATED, <1 HR/MONTH TIME SPENT, 0% OWNERSHIP, MEMBER 3) COFFMAN FINANCIAL GROUP POSITION: Other - Agent NATURE: Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/26/2001 ADDRESS: 55 East Main Street P.O. Box 22 Monrovia, Indiana 46157, Monrovia IN 46157, United States DESCRIPTION: salesman whose general focus is term life insurance and fixed annuities 4) COFFMAN WEALTH MANAGEMENT POSITION: Investment Advisor Representative NATURE: Marketing name for sole proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 60 START DATE: 01/02/2017 ADDRESS: 55 East Main Street, P.O. Box 22, Monrovia IN 46157, United States DESCRIPTION: Coffman Wealth Management is a marketing name for investment services

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-03-01
• S63 Uniform Securities Agent State Law Examination
  2001-10-03