Christa M Coates

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 12/2022
  Lincoln Financial Advisors
  Fishkill, NY
• 12/2022 → 06/2024
  Lincoln Financial Advisors Corporation
  Poughkeepsie, NY
• 06/2024 → 07/2024
  Commonwealth Financial Network
  Waltham, MA
• 07/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 07/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2024-06-05 → 2024-07-12
  Commonwealth Financial Network
  Waltham, MA
  Poughkeepsie, NY
• 2021-06-14 → 2024-06-12
  Osaic Fa, Inc.
  Fishkill, NY
  Poughkeepsie, NY
• 2005-03-08 → 2009-12-15
  Osaic Fa, Inc.
  Tarrytown, NY
  Rye Brook, NY

Other Businesses

1. WEALTH-LEGACY PLANNING LLC, 205 Titusville Rd, Poughkeepsie NY 12603, United States, 07/11/2024, Owner, Owner/Partner of a Business Entity, NIR, 10 HR/MO - 10 HR/MO TRADING 2.WEALTH-LEGACY, INC., 205 Titusville Rd, Poughkeepsie NY 12603, United States, Secretary, Board Member/Officer/Director/Committee Member/Board Trustee, 5 HR/MO - 0 HR/MO TRADING 3. NC STARLING STUDIOS LLC, 205 Titusville Rd, Poughkeepsie NY 12603, United States, 02/13/2020, Owner, Real Estate, NIR, 1 HR/MO TRADING 4. MADELINE'S DANCE CENTER, P.O. Box 960, Marlboro NY 12542, United States, 09/05/2022, W2 Employee, NIR, 25 HR/MO - 0 TRADING 5. CHRISTA COATES, 205 Titusville Rd, Poughkeepsie NY 12603, United States, 04/05/2024, Agent, Insurance/Benefits/Human Resources, NIR, 4 HR/MO - 4 TRADING 6. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 07/12/2024

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-12-23
• S63 Uniform Securities Agent State Law Examination
  2001-10-22

Other Names

• Christa M Amodeo
• Christa Marie Pladel