Jaime F Santana

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → Present
  Lpl Financial Llc
  Dallas, TX

Previous Registrations

• 2002-03-27 → 2009-03-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Plano, TX
  Frisco, TX
  Dallas, TX
  Dallas, TX
  Frisco, TX

Other Businesses

1. 02/27/2009 - SANTANA FINANCIAL GROUP, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 5/24/2021 - Minority Supply & Contracting, LLC DBA Metro Construction - Not Investment Related - Home Based - Other - Other-Business Owner - Started 01/01/2010 - 2 Hours Per Month/0 Hours During Securities Trading - Consulting and General Contractor.

Exams

• S66 Uniform Combined State Law Examination
  2002-03-26

Other Names

• Jaime Santana