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Jeffrey Loren Auwinger

Morgan Stanley

Roseville, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-10
CA RA APPROVED 2018-09-24
  • TX RA
    APPROVED_RES
    Since 2021-11-10
  • CA RA
    APPROVED
    Since 2018-09-24

Branch Locations

1478 Stone Point Drive Suite 500, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Roseville CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Roseville CA 11/2016 09/2018
Morgan Stanley Roseville CA 09/2018 Present
Morgan Stanley Private Bank, N.A. New York NY 10/2018 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Roseville, CA
  • 11/2016 → 09/2018
    Wells Fargo Clearing Services, Llc
    Roseville, CA
  • 09/2018 → Present
    Morgan Stanley
    Roseville, CA
  • 10/2018 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-27
  • S66 Uniform Combined State Law Examination
    2001-11-27
Designations
Other Names
  • Jeff Auwinger
  • Jeff Loren Auwinger

View on SEC IAPD

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MERCER GLOBAL ADVISORS INC.
NORTHROCK PARTNERS, LLC

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DANIEL HAVEN FULLER
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JULIA RAMONA SHILES
EDWARD JOSEPH BUNTING
BRADLEY SCOTT SULLIVAN

Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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