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Kelly Sue Schwigel

Stackstone Wealth, LLC

Dubuque, IA

CRD 4442624

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Employer firm

Stackstone Wealth, LLC CRD 342692

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Stackstone Wealth, Llc

6601 Boulder Brook Court, Dubuque, IA 52003 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-06-25
WI RA APPROVED 2026-06-24
  • IA RA
    APPROVED
    Since 2026-06-25
  • WI RA
    APPROVED
    Since 2026-06-24

Branch Locations

6601 Boulder Brook Court, Dubuque, IA 52003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Delavan WI 09/2005 03/2020
Ameriprise Financial Services, Llc Lake Geneva WI 03/2020 06/2026
Stackstone Wealth, Llc Dubuque IA 06/2026 Present
Previous Registrations
Other Businesses

INSURANCE AGENT; INVESTMENT-RELATED; DUBUQUE, IA; INSURANCE SALES AND SERVICE; AGENT; 08; H/01OURS AS NEEDED TO SERVICE CLIENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-20
  • S66 Uniform Combined State Law Examination
    2001-11-20
Other Names
  • Kelly Sue Metz
  • Kelly Schwigel

View on SEC IAPD

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