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James Gilbreath Chandler

LPl Enterprise, LLC

San Jose, CA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14

Branch Locations

1731 Technology Dr Suite 600, San Jose, CA 95110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Teachers Pension & Ins Services Oakdale CA 10/2013 09/2016
Foresters Equity Services, Inc Alviso CA 01/2014 09/2016
Pfs Investments Inc. Santa Clara CA 09/2018 12/2018
Primerica Financial Services Santa Clara CA 08/2018 08/2021
Pfs Investments Inc. Santa Clara CA 12/2020 08/2021
Unemployed Alviso CA 10/2016 08/2018
Unemployed Alviso CA 09/2021 08/2022
Allstate Financial Services Danville CA 08/2022 05/2023
Pruco Securities Llc San Jose CA 06/2023 11/2024
The Prudential Insurance Company Of America San Jose CA 07/2023 Present
Lpl Enterprise, Llc San Jose CA 11/2024 Present
  • 10/2013 → 09/2016
    Teachers Pension & Ins Services
    Oakdale, CA
  • 01/2014 → 09/2016
    Foresters Equity Services, Inc
    Alviso, CA
  • 09/2018 → 12/2018
    Pfs Investments Inc.
    Santa Clara, CA
  • 08/2018 → 08/2021
    Primerica Financial Services
    Santa Clara, CA
  • 12/2020 → 08/2021
    Pfs Investments Inc.
    Santa Clara, CA
  • 10/2016 → 08/2018
    Unemployed
    Alviso, CA
  • 09/2021 → 08/2022
    Unemployed
    Alviso, CA
  • 08/2022 → 05/2023
    Allstate Financial Services
    Danville, CA
  • 06/2023 → 11/2024
    Pruco Securities Llc
    San Jose, CA
  • 07/2023 → Present
    The Prudential Insurance Company Of America
    San Jose, CA
  • 11/2024 → Present
    Lpl Enterprise, Llc
    San Jose, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-01
  • S66 Uniform Combined State Law Examination
    2001-12-01
Other Names
  • Gil Chandler
  • Gil Chandler
  • James Gilbreath Chandler
  • James G Chandler

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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