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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-22 |
| NC | RA | APPROVED | 2006-09-06 |
Branch Locations
2373 Hendersonville Rd, Arden, NC 28704 • United States
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
Fletcher, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Arden | NC | 05/1979 | Present |
| Wells Fargo Advisors Llc | Arden | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Arden | NC | 11/2016 | Present |
HELEN REBECCA ROBERTS POA FOR CHARLENE MASTERS NOBLETT; INV RELATED;ASHEVILLE,NC; ASSIST MOTHER WITH MANAGING FINANCES.; POWER OF ATTORNEY/CO-POWER OF ATTORNEY; START DATE: 6/24/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-25 |
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