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Current Employers
Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2013-09-06
  • FL RA
    APPROVED
    Since 2013-09-06

Branch Locations

1207 N Franklin St Ste 211, Tampa, FL 33602 • United States

290 Congress Street, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Management Group Charlotte NC 08/2005 Present
Columbia Management Advisors, Llc Charlotte NC 08/2005 Present
Riversource Investments Minneapolis MN 05/2010 Present
Riversource Fund Distributors, Inc. Boston MA 05/2010 Present
  • 08/2005 → Present
    Columbia Management Group
    Charlotte, NC
  • 08/2005 → Present
    Columbia Management Advisors, Llc
    Charlotte, NC
  • 05/2010 → Present
    Riversource Investments
    Minneapolis, MN
  • 05/2010 → Present
    Riversource Fund Distributors, Inc.
    Boston, MA
Previous Registrations
  • 2005-08-18 → 2010-05-01
    Bofa Advisors, Llc
    Baton Rouge, LA
    Charlotte, NC
    Boston, MA
    Arlington, VA
  • 2004-05-21 → 2005-08-19
    Banc Of America Investment Services, Inc.
    Charlotte, NC
  • 2003-01-01 → 2004-05-21
    Bacap Distributors, Llc
    Charlotte, NC
  • 2002-05-17 → 2003-01-01
    Charlotte , NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-03-13
S63 Uniform Securities Agent State Law Examination 2001-11-30
  • S65 Uniform Investment Adviser Law Examination
    2002-03-13
  • S63 Uniform Securities Agent State Law Examination
    2001-11-30

View on SEC IAPD

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