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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-08-03 |
| TX | RA | APPROVED | 2021-08-02 |
Branch Locations
800 Newport Center Drive Suite 500, Newport Beach, CA 92660 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Newport Beach | CA | 05/2011 | 08/2021 |
| Morgan Stanley Smith Barney Llc | Newport Beach | CA | 08/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 08/2021 | Present |
*450642- Fowler School of Law; Investment related-No; Orange, California; Education; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 04/2021; During business hours: 0.15; After business hours: 0.10 *450645 - Rental Property ; Investment related - Yes; orange, California; Real Estate; Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2001; During business hours: 1; After business hours: 0+; Managing Properties
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-05 |
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