Henry Zee Persons

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 08/2022
  Stifel, Nicolaus & Company, Incorporated
  St. Louis, MO
• 08/2022 → Present
  Wells Fargo Clearing Services, Llc
  Chicago, IL

Previous Registrations

• 2015-12-04 → 2022-08-19
  Stifel, Nicolaus & Company, Incorporated
  Chicago, IL
  St. Louis, MO
• 2009-04-17 → 2015-12-04
  Barclays Capital Inc.
  Chicago, IL
• 2005-08-08 → 2009-04-07
  Deutsche Bank Securities Inc.
  Chicago, IL
  Chicago, IL
• 2003-01-17 → 2005-08-11
  Credit Suisse Securities (Usa) Llc
  Chicago, IL
• 2002-01-23 → 2003-01-17
  Pershing Llc
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2001-11-03