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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-04-22
SC RA APPROVED 2001-12-04
  • TX RA
    APPROVED_RES
    Since 2016-04-22
  • SC RA
    APPROVED
    Since 2001-12-04

Branch Locations

100 S Main St Ste O, Summerville, SC 29483 • United States

Summerville, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Columbia SC 08/2001 03/2020
Ameriprise Financial Services, Llc Summerville SC 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 208 Country Club Blvd, , Summerville, SC, 29483; Investment-Related; 08/01/2021. Business Ownership; Julie Hucks LLC; ; legal entity to pay some expenses related to financial advising; Suite K 100 S Main Street Summerville SC 29483, ,; Not Investment-Related; 12/31/2013; 0 hours per month; 0 during trading hours. Board of Directors; Sculpture in the South; Board Member; 218 S Main St, Summerville SC 29483, ,; ; 10/01/2015; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-27
  • S66 Uniform Combined State Law Examination
    2001-11-27

View on SEC IAPD

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