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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-08-08
IA RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2016-08-08
  • IA RA
    APPROVED
    Since 2009-01-02

Branch Locations

2201 E. Grantview Drive Suite 200, Coralville, IA 52241 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services,Inc. Iowa City IA 06/2007 Present
Raymond James Financial Services Advisors, Inc Iowa City IA 01/2009 Present
Regional Finance Director Cedar Rapids IA 10/2010 12/2020
U.S. Department Of Health Washington Dc DC 11/2007 12/2020
  • 06/2007 → Present
    Raymond James Financial Services,Inc.
    Iowa City, IA
  • 01/2009 → Present
    Iowa City, IA
  • 10/2010 → 12/2020
    Regional Finance Director
    Cedar Rapids, IA
  • 11/2007 → 12/2020
    U.S. Department Of Health
    Washington Dc, DC
Previous Registrations
Other Businesses

(1)Name of Business: DBA "Pilot Wealth" Address: 2201 E Grantview Dr Ste 200, Coralville, IA, 52241-3508, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Officer - President Investment Related: No Start Date: 04/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This will be my new DBA once approved and developed. I am looking to get the name approved at this point. (2)Name of Business: Andrews Aviation LLC Address: 2201 E Grantview Dr Ste 200, Coralville, IA, 52241-3508, United States Activity Type: Business Owner Position/Title: Officer - President Investment Related: No Start Date: 09/23/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a pass through entity to hold ownership of an aircraft primarily used for business. (3)Name of Business: Andrews Financial Group Inc Address: 2201 E Grantview Dr Ste 200, Coralville, IA, 52241, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/01/2009 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner (4)Name of Business: Andrews Real Estate Holdings LLC Address: 2201 E Grantview Dr Ste 200, Coralville, IA, 52241, United States Activity Type: Rental Real Estate Position/Title: Officer - President Investment Related: Yes Start Date: 09/25/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: That of an owner of commercial and residential real estate. (5)Name of Business: Grantview Real Estate Partners, LLC Address: 2201 Grantview Drive, Coralville, IA, 52241, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 10/01/2012 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (6)Name of Business: Hangar 319er LLC Address: 1955 James Street, Coralville, IA, 52241, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 05/22/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have no responsibilities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-26
S63 Uniform Securities Agent State Law Examination 1999-10-15
  • S66 Uniform Combined State Law Examination
    2007-01-26
  • S63 Uniform Securities Agent State Law Examination
    1999-10-15

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