William Carl Brand

Current Employers

Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2022-05-24

GA RA
APPROVED

Since 2022-05-24

Branch Locations

Lawrenceville, GA • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Triad Advisors	Norcross	GA	06/2010	Present
Newedge Advisors, Llc.	New Orleans	LA	04/2022	Present

06/2010 → Present

Triad Advisors

Norcross, GA
04/2022 → Present

Newedge Advisors, Llc.

New Orleans, LA

Previous Registrations

2022-03-21 → 2022-04-12

Triad Advisors Llc

Atlanta, GA

Other Businesses

WILLFUL COMPLIANCE PARTNERS, INC.; NON-INVESTMENT RELATED; 401 LAKE VALLEY DRIVE, LOGANVILLE, GA 30052; COMPLIANCE CONSULTING; OWNER; STARTED AUG 2010; 10 HRS PER MONTH, 0 HRS DURING TRADING HRS; PROVIDES REGULATORY GUIDANCE TO REGISTERED ENTITIES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-02-28
S63	Uniform Securities Agent State Law Examination	2001-09-13

S66 Uniform Combined State Law Examination

2022-02-28
S63 Uniform Securities Agent State Law Examination

2001-09-13

Other Names

Will Brand
William C. Brand

View on SEC IAPD