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Current Employers
Retirement And Wealth At Alliant, Llc

565 E. Swedesford Road Suite 100, Wayne, PA 19087 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-04
  • TX RA
    APPROVED
    Since 2022-10-04

Branch Locations

565 E. Swedesford Road Suite 100, Wayne, PA 19087 • United States

5444 Westheimer Rd, Suite 900, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Houston TX 02/2011 06/2017
Cetera Wealth Services, Llc State College PA 06/2017 Present
Alliant Retirement Services Houston TX 10/2011 Present
Reynolds Relics, Lc Dba Cara'S Closet Houston TX 06/2022 Present
Alliant Retirement Services, Llc (Alliant Retirement Consulting) Houston TX 10/2022 Present
  • 02/2011 → 06/2017
    Lpl Financial
    Houston, TX
  • 06/2017 → Present
    Cetera Wealth Services, Llc
    State College, PA
  • 10/2011 → Present
    Alliant Retirement Services
    Houston, TX
  • 06/2022 → Present
    Reynolds Relics, Lc Dba Cara'S Closet
    Houston, TX
  • 10/2022 → Present
    Alliant Retirement Services, Llc (Alliant Retirement Consulting)
    Houston, TX
Other Businesses

1. NAME OF OTHER BUSINESS: ALLIANT RETIREMENT SERVICES, LLC, DBA ALLIANT RETIREMENT CONSULTING INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS START DATE: 10/2011 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ADMIN SUPPORT FOR SEAN WAGGONER 2. NAME OF OTHER BUSINESS: REYNOLDS RELICS, LLC DBA CARA'S CLOSET; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: CLOTHING RESELLER; START DATE: 6/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 10 ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: OBTAIN VINTAGE CLOTHING, CLEANING AND RESTORATION, LIST ON THIRD PARTY WEBSITE PLATFORMS ; 3. NAME OF OTHER BUSINESS: ALLIANT RETIREMENT SERVICES, LLC, (ALLIANT RETIREMENT CONSULTING); INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RETIREMENT PLANS; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: MEET WITH EMPLOYERS TO DISCUSS PLAN DESIGN, INVESTMENTS, & ADMINISTRATION;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-03
S63 Uniform Securities Agent State Law Examination 2012-05-08
  • S65 Uniform Investment Adviser Law Examination
    2022-10-03
  • S63 Uniform Securities Agent State Law Examination
    2012-05-08
Other Names
  • Cara Danielle Cappetto
  • Cara Cappetto Reynolds

View on SEC IAPD

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