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565 E. Swedesford Road Suite 100, Wayne, PA 19087 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-04 |
Branch Locations
565 E. Swedesford Road Suite 100, Wayne, PA 19087 • United States
5444 Westheimer Rd, Suite 900, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Houston | TX | 02/2011 | 06/2017 |
| Cetera Wealth Services, Llc | State College | PA | 06/2017 | Present |
| Alliant Retirement Services | Houston | TX | 10/2011 | Present |
| Reynolds Relics, Lc Dba Cara'S Closet | Houston | TX | 06/2022 | Present |
| Alliant Retirement Services, Llc (Alliant Retirement Consulting) | Houston | TX | 10/2022 | Present |
1. NAME OF OTHER BUSINESS: ALLIANT RETIREMENT SERVICES, LLC, DBA ALLIANT RETIREMENT CONSULTING INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS START DATE: 10/2011 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ADMIN SUPPORT FOR SEAN WAGGONER 2. NAME OF OTHER BUSINESS: REYNOLDS RELICS, LLC DBA CARA'S CLOSET; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: CLOTHING RESELLER; START DATE: 6/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 10 ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: OBTAIN VINTAGE CLOTHING, CLEANING AND RESTORATION, LIST ON THIRD PARTY WEBSITE PLATFORMS ; 3. NAME OF OTHER BUSINESS: ALLIANT RETIREMENT SERVICES, LLC, (ALLIANT RETIREMENT CONSULTING); INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RETIREMENT PLANS; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: MEET WITH EMPLOYERS TO DISCUSS PLAN DESIGN, INVESTMENTS, & ADMINISTRATION;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-08 |
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