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David Nathaniel Gresham

Capital Client Group, Inc.

San Antonio, TX

San Antonio, TX

Carmel, IN

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-10-16
  • TX RA
    APPROVED
    Since 2013-10-16

Branch Locations

3500 Wiseman Blvd, San Antonio, TX 78251-4321 • United States

San Antonio, TX • United States

12711 N. Meridian Street, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Distributors, Inc. San Antonio TX 05/2003 01/2021
American Funds San Antonio TX 01/2021 Present
  • 05/2003 → 01/2021
    American Funds Distributors, Inc.
    San Antonio, TX
  • 01/2021 → Present
    American Funds
    San Antonio, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-10-15
S63 Uniform Securities Agent State Law Examination 1999-10-25
  • S65 Uniform Investment Adviser Law Examination
    2013-10-15
  • S63 Uniform Securities Agent State Law Examination
    1999-10-25

View on SEC IAPD

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