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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-07-27
  • CT RA
    APPROVED
    Since 2023-07-27

Branch Locations

1295 State Street, Springfield, MA 01111 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Boston MA 02/2011 08/2017
Nylife Securities Llc Waltham MA 08/2017 01/2018
New York Life Insurance Co Waltham MA 08/2017 01/2018
Citizens Securities, Inc East Providence RI 01/2018 11/2018
Santander Bank, Na Boston MA 11/2018 07/2023
Santander Securities, Llc Dorchester MA 11/2018 08/2021
Amazon Boston MA 11/2019 01/2023
Santander Securities, Llc Dorchester MA 08/2021 07/2023
Massmutual Springfield MA 07/2023 Present
Mml Investors Services, Llc Boston MA 07/2023 Present
  • 02/2011 → 08/2017
    Ameriprise
    Boston, MA
  • 08/2017 → 01/2018
    Nylife Securities Llc
    Waltham, MA
  • 08/2017 → 01/2018
    New York Life Insurance Co
    Waltham, MA
  • 01/2018 → 11/2018
    East Providence, RI
  • 11/2018 → 07/2023
    Santander Bank, Na
    Boston, MA
  • 11/2018 → 08/2021
    Dorchester, MA
  • 11/2019 → 01/2023
    Amazon
    Boston, MA
  • 08/2021 → 07/2023
    Dorchester, MA
  • 07/2023 → Present
    Massmutual
    Springfield, MA
  • 07/2023 → Present
    Boston, MA
Previous Registrations
Other Businesses

1) NAME: Rental Property INV REL: Y ADD: 178 Coyle Ave., Pawtucket RI 2861 NATURE: 3 unit rental building POSITION: Owner/Landlord START DATE: 12/24/2019 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: building is maintained by a property manager. 2) NAME: Ayinde J Shepherd INV REL: Y ADD: Residential Address NATURE: Rental property POSITION: Landlord START DATE: 05/01/24 NO. HR/MO: 3 hour a week NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Building maintenance

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-10-29
S63 Uniform Securities Agent State Law Examination 2006-08-11
  • S65 Uniform Investment Adviser Law Examination
    2011-10-29
  • S63 Uniform Securities Agent State Law Examination
    2006-08-11
Other Names
  • Ayinde Shepherd
  • A J Shepherd
  • Ayinde Justin Shepherd
  • Ayinde J Shepherd
  • Ayinde Justin Sheperd

View on SEC IAPD

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