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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-07-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise | Boston | MA | 02/2011 | 08/2017 |
| Nylife Securities Llc | Waltham | MA | 08/2017 | 01/2018 |
| New York Life Insurance Co | Waltham | MA | 08/2017 | 01/2018 |
| Citizens Securities, Inc | East Providence | RI | 01/2018 | 11/2018 |
| Santander Bank, Na | Boston | MA | 11/2018 | 07/2023 |
| Santander Securities, Llc | Dorchester | MA | 11/2018 | 08/2021 |
| Amazon | Boston | MA | 11/2019 | 01/2023 |
| Santander Securities, Llc | Dorchester | MA | 08/2021 | 07/2023 |
| Massmutual | Springfield | MA | 07/2023 | Present |
| Mml Investors Services, Llc | Boston | MA | 07/2023 | Present |
1) NAME: Rental Property INV REL: Y ADD: 178 Coyle Ave., Pawtucket RI 2861 NATURE: 3 unit rental building POSITION: Owner/Landlord START DATE: 12/24/2019 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: building is maintained by a property manager. 2) NAME: Ayinde J Shepherd INV REL: Y ADD: Residential Address NATURE: Rental property POSITION: Landlord START DATE: 05/01/24 NO. HR/MO: 3 hour a week NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Building maintenance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-11 |
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