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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2011-06-03 |
| TX | RA | APPROVED_RES | 2011-06-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Tulsa | OK | 06/2011 | Present |
POA FOR MOTHER, INV RELATED, TULSA, OK, START: 7/2013, 4 HOURS PER MONTH/1 DURING TRADING. CO-TRUSTEE FOR EAGLETON BROWN INVESTMENT GROUP, LLC 401K; INV RELATED; TULSA, OK; START: 6/24/11; 1 HR/MO; 1 DURING TRADING. TRUSTEE FOR DAUGHTER; INV RELATED; TULSA, OK; START: 10/12/11; 1 HR/MO; 1 DURING TRADING.; EAGLETON BROWN INVESTMENT GROUP, INV RELATED, TULSA, OK, 50% OWNERSHIP, START: 5/7/2019, 1 HR/MONTH, 0 HRS DURING TRADING, FINET PRACTICE.; CO-TRUSTEE FOR THE EAGLETON BROWN INVESTMENT GROUP 401K, INV RELATED, TULSA, OK, START: 5/7/2019, 1 HR/MONTH, 0 HRS DURING TRADING, FINET PRACTICE. EB COLUMBIA, LLC, INVT RELATED, TULSA, OK, 70% OWNERSHIP, START DATE 3/25/2021, 3 HRS PER MONTH, 0 HRS DURING TRADING, LLC TO HOUSE BUILDING FOR FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-18 |
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