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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2017-11-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 08/2001 | 02/2017 |
| Sigma Financial Corporation | Ann Arbor | MI | 10/2017 | Present |
| Sigma Planning Corporation | Ann Arbor | MI | 10/2017 | Present |
| Unemployed | Goodrich | MI | 03/2017 | 09/2017 |
As an independently licensed insurance agent, I am appointed with various insurance companies. Board member - Wolverine Free Methodist Church, Wolverine, MI. Support board Chairman on subjects brought to the Board's attention. Start date: 11/1/21 for 2 year term. Approx. 1 hr/mo, none during mkt hrs. Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-26 |
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