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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-09-21 |
| TX | RA | APPROVED | 2018-09-14 |
Branch Locations
301 West Bay Street Suite 1453, Jacksonville, FL 32202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Jacksonville | FL | 09/2009 | Present |
| William E. Hamm & Associates, Inc. | Jacksonville | FL | 11/2009 | 02/2020 |
| Independent Financial Partners | Jacksonville | FL | 11/2009 | Present |
| Independent Advisor Alliance, Llc | Jacksonville | FL | 09/2018 | Present |
1. 09/11/2009 - PITTMAN CAPITAL ADVISORS, INC. - Business Entity For Tax/Investment Purposes Only - INV REL - AT REPORTED BUSINESS LOCATION - PRESIDENT. THIS WAS SETUP FOR TAX PURPOSES ONLY. WILL NOT BE HELD OUT TO THE PUBLIC OR USED AS A MARKETING OR SOLICITATION TOOL FOR CLIENTS - 0% TIME SPENT. 2. 2/19/2010 - GENESIS FINANCIAL PARTNERS - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION. 3. 10/23/2013 - Independent Financial Partners - DBA: Hybrid-Genesis Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Time Spent 100%. 4. 9/19/2018 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 08/24/2018 - 20 Hours Per Month/10 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 9/19/2018. I expect to spend approximately 20 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-11 |
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