Peter David Ritten

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2005-12-02
GA	RA	APPROVED	2005-08-25

TX RA
APPROVED_RES

Since 2005-12-02
GA RA
APPROVED

Since 2005-08-25

Branch Locations

600 Northpark Town Center 1200 Abernathy Road Suite 1850, Atlanta, GA 30328 • United States

600 Northpark Town Center 1200 Abernathy Rd Suite 1850, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Atlanta	GA	08/2005	Present

08/2005 → Present

Ubs Financial Services Inc.

Atlanta, GA

Previous Registrations

2003-02-14 → 2005-08-23

Morgan Stanley Dw Inc.

Atlanta, GA

Other Businesses

RITTEN GROUP - "S" CORPORATION - 25% PARTNER/OWNER: INVESTMENTS IN REAL ESTATE IN MISSISSIPPI BENESHEWAH PARTNERS - "S" CORPORATION 25% PARTNER/OWNER: INVESTMENTS IN REAL ESTATE IN MISSISSIPPI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-11-08

S66 Uniform Combined State Law Examination

2001-11-08

View on SEC IAPD