Wendy Jo Moran

Employer firm

Wealth Advisors Of Iowa, LLC CRD 115088

$539M regulatory AUM 28 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars
QUALIFIED PLAN ADVICE

From the firm’s Form ADV. Read the guides:

Current Employers

Wealth Advisors Of Iowa, Llc

1601 West Lakes Parkway Suite 200, West Des Moines, IA 50266 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2023-02-07

IA RA
APPROVED

Since 2023-02-07

Branch Locations

1601 West Lakes Parkway Suite 200, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mhcs P.C.	West Des Moines	IA	10/2015	Present
Wealth Advisors Of Iowa	West Des Moines	IA	11/2002	Present

10/2015 → Present

Mhcs P.C.

West Des Moines, IA
11/2002 → Present

Wealth Advisors Of Iowa

West Des Moines, IA

Other Businesses

Shareholder of CPA firm, MHCS, P.C., based in West Des Moines, IA, not investment related. 1606 West Lakes Parkway, Suite 300, West Des Moines, IA 50266. Start date 10/2015. Approximately 1,500 per year for CPA firm, typically during business hours, overseeing assurance services of CPA firm, quality control and risk management.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-02-07

S65 Uniform Investment Adviser Law Examination

2023-02-07

View on SEC IAPD