Andrew W Roller

Current Employers

Employment History

• 07/2003 → 10/2017
  Creative Financial Designs, Inc
  Kokomo, IN
• 07/2001 → 10/2017
  Cfd Investments, Inc
  Kokomo, IN
• 10/2017 → Present
  Lpl Financial Llc
  Kokomo, IN
• 10/2017 → Present
  Independent Advisor Alliance
  Kokomo, IN

Previous Registrations

• 2003-10-23 → 2017-11-09
  Creative Financial Designs, Inc.
  Kokomo, IN
  Kokomo, IN
  Kokomo, IN
  Kokomo, IN

Other Businesses

1) 10/23/17- ANDY ROLLER INC- Business Entity For Tax/Investment Purposes Only- Non-Inv. Related- Kokomo, IN- start date 1/1/2002- 0% 2) 10/23/17- Roller Wealth Management- DBA for LPL and IAA Business (entity for LPL and IAA business)- Inv. Related- Kokomo, IN- start date 1/1/2013- 100% 3) 11/14/2017 - Independent Advisor Alliance - DBA: (Hybrid) Roller Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 1/1/2013 - 160 Hours Per Month/100 Hours During Securities Trading - Time Spent 8% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 11/14/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 11/14/2017 - Independent Advisor Alliance {IAA} - DBA: (Hybrid) Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/09/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 11/14/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 10/10/2018 - Roller Properties 2 - Investment Related - 4105 Hermitage LN, Kokomo IN 46902 - Real Estate Rental - Started 06/01/2018 - 15 Hours Per Month/1 Hour During Securities Trading. 6) 11/11/2019 - Roller Properties - Investment Related - 528 Belvedere Dr, Kokomo IN 46901 (Administration), and Properties numerous locations in Kokomo, IN - Real Estate Rental - Start Date: 10/01/2018 - 10 Hours Per Month/1 Hour During Securities Trading 7) 3/3/2020 - Comprehensive Planning Corporation - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/25/2020 - 160 Hours Per Month During Securities Trading. 8) 07/06/2023 - Comprehensive Planning Corporation - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Owner - Start Date 01/01/2024 - 10 Hours Per Month/ 1 Hour During Trading 9) 07/24/2024 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date - 05/10/22 - 10 Hours Per Month/ 2 Hours During Securities Trading 10) 09/09/2025 - Comprehensive Planning Corporation - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date - 07/06/2023 - 160 Hours Per Month/ 160 Hours During Securities Trading 11) 01/16/2026 - Real Estate Rental - Partner - Investment Related - Kokomo, IN - Start Date 01/01/2026 - 1 hour per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2001-08-29

Designations

Other Names

• Andy Roller