David Wayne Thompson

Current Employers

Employment History

• 04/2009 → 10/2022
  Cetera Advisors Llc
  Denver, CO
• 03/2009 → Present
  Heritage Financial Services Llc
  Belton, MO
• 10/2022 → Present
  Heritage Asset Management, Llc
  Belton, MO

Previous Registrations

• 2009-04-20 → 2022-10-20
  Cetera Advisors Llc
  Belton, MO
  Overland Park, KS
• 2002-02-20 → 2009-04-23
  New England Securities
  Overland Park, KS
  Overland Park, KS

Other Businesses

(1) NAME OF OTHER BUSINESS: HERITAGE FINANCIAL SERVICES LLC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: SELLING FIXED INSURANCE, START DATE: 3/2009, APX NUMBER OF HOURS PER MONTH; 10 APX NUMBER OF TRADING HOURS PER MONTH: 10 POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: SELLING LIFE, HEALTH, DISABILITY, ANNUITIES, & LONG TERM CARE; (2) NAME OF OTHER BUSINESS: THOMPSON ASSET MANAGEMENT, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: S CORPORATION; START DATE: 09/2015; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: S CORPORATON FOR TAX PURPOSES ONLY;

Exams

• S66 Uniform Combined State Law Examination
  2001-10-29