Richard Joseph Ludwicki

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-04-01
NJ	RA	APPROVED	2019-02-08

TX RA
APPROVED

Since 2020-04-01
NJ RA
APPROVED

Since 2019-02-08

Branch Locations

Mack Center Iv, South 61, Paramus Road, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
E*Trade Clearing Llc	Jersey City	NJ	12/2007	01/2017
E*Trade Securities Llc	Jersey City	NJ	09/2016	01/2017
Self Employed	New Milford	NJ	01/2017	01/2018
Fi-Tek Llc/Huxley	Edison	NJ	01/2018	08/2018
Unemployed	Milford	NJ	08/2018	12/2018
Morgan Stanley	Paramus	NJ	12/2018	Present

12/2007 → 01/2017

E*Trade Clearing Llc

Jersey City, NJ
09/2016 → 01/2017

E*Trade Securities Llc

Jersey City, NJ
01/2017 → 01/2018

Self Employed

New Milford, NJ
01/2018 → 08/2018

Fi-Tek Llc/Huxley

Edison, NJ
08/2018 → 12/2018

Unemployed

Milford, NJ
12/2018 → Present

Morgan Stanley

Paramus, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-02-01
S63	Uniform Securities Agent State Law Examination	2001-09-27

S65 Uniform Investment Adviser Law Examination

2019-02-01
S63 Uniform Securities Agent State Law Examination

2001-09-27

View on SEC IAPD

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