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Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2013-07-15 |
Branch Locations
2042 West Main Street, Xenia, OH 45385 • United States
120 Alexandersville Road, Miamisburg, OH 45342 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Xenia | OH | 07/1996 | Present |
| Fifth Third Securities | Xenia | OH | 08/2001 | Present |
FIFTH THIRD BANK BRANCH MANAGER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-18 |
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