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Gregory Gordon Marks

Tiaa-Cref Individual & Institutional Services, LLC

Charlotte, NC

Connelly Springs, NC

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2014-02-06
  • NC RA
    APPROVED
    Since 2014-02-06

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Connelly Springs, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pride Mobility Products Exeter PA 03/2010 10/2022
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 09/2012 Present
Tiaa Charlotte NC 09/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-24
S63 Uniform Securities Agent State Law Examination 2011-09-22
  • S66 Uniform Combined State Law Examination
    2014-01-24
  • S63 Uniform Securities Agent State Law Examination
    2011-09-22
Other Names
  • Gregory G Marks

View on SEC IAPD

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