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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2011-07-05
  • KY RA
    APPROVED
    Since 2011-07-05

Branch Locations

1846 S. Hwy 27, Somerset, KY 42501 • United States

100 Financial Plaza, London, KY 40741 • United States

102-108 North Public Square, Greensburg, KY 42743 • United States

10505 Taqylorsville Rd, Louisville, KY 40299 • United States

117 S. Main Street, Greensburg, KY 42743 • United States

1331 Us Hwy 25W, S. Williamsburgh, KY 40769 • United States

1405 East Broadway, Campbellsville, KY 42718 • United States

1600 Cumberland Falls Hwy, Corbin, KY 40701 • United States

203 South Main Street, Williamstown, KY 41097 • United States

230 Violet Road, Crittenden, KY 41030 • United States

2404 Sir Barton Way, Lexington, KY 40509 • United States

391 Campbellsville Bypass, Campbellsville, KY 42718 • United States

401 Knox Street, Barbourville, KY 40906 • United States

4370 S Hwy 27, Pine Knot, KY 42635 • United States

4710 S Hwy 27, Somerset, KY 42501 • United States

58 Broadway, Dry Ridge, KY 41035 • United States

6100 First Financial Drive, Burlington, KY 41005 • United States

820 Master Street, Corbin, KY 40701 • United States

8492 Dixie Highway, Louisville, KY 40258 • United States

997 Governor'S Lane, Lexington, KY 40513 • United States

140 Southland Drive, Lexington, KY 40503 • United States

2140 Lantern Ridge Drive, Richmond, KY 40475 • United States

Somerset, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Forcht Bank Somerset KY 11/2007 Present
Lpl Financial Llc Somerset KY 07/2011 Present
  • 11/2007 → Present
    Forcht Bank
    Somerset, KY
  • 07/2011 → Present
    Somerset, KY
Previous Registrations
  • 2007-11-02 → 2011-07-05
    Uvest Financial Services Group, Inc.
    Burlington, KY
    Florence, KY
    Florence, KY
    Greensburg, KY
    Greensburg, KY
    Greensburg, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Louisville, KY
    Fairdale, KY
    Louisville, KY
    Louisville, KY
    Williamstown, KY
    Williamstown, KY
    Dry Ridge, KY
    Corinth, KY
    Crittenden, KY
    Campbellsville, KY
    Campbellsville, KY
    Corbin, KY
    Barbourville, KY
    Barbourville, KY
    Corbin, KY
    Corbin, KY
    London, KY
    London, KY
    London, KY
    Somerset, KY
    Science Hill, KY
    Somerset, KY
    Somerset, KY
    Whitley City, KY
    Pine Knot, KY
    S Williamsburgh, KY
    Somerset, KY
    Charlotte, NC
    Somerset, KY
  • 2005-02-11 → 2007-10-23
    Bb&T Investment Services, Inc.
    Irvine, KY
    London, KY
    Somerset, KY
    Pikeville, KY
    Pikeville, KY
    Paintsville, KY
    Lexington, KY
    Charlotte, NC
    Lexington, KY
    Charlotte, NC
Other Businesses

1. 07/05/2011 - Hamburg Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-02-10
S63 Uniform Securities Agent State Law Examination 2001-10-11
  • S65 Uniform Investment Adviser Law Examination
    2005-02-10
  • S63 Uniform Securities Agent State Law Examination
    2001-10-11
Other Names
  • Mark Anthony Henderson

View on SEC IAPD

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