Scott William Carr

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 10/2016
  Hd Vest Advisory Services
  Mt. Gretna, PA
• 11/2015 → 10/2016
  Hd Vest Investment Services
  Mt. Gretna, PA
• 11/2015 → 10/2016
  Hd Vest Insurance Agency, Inc
  Irving, TX
• 11/2016 → 04/2021
  Securities America, Inc.
  Lebanon, PA
• 11/2016 → 04/2021
  Securities America Advisors, Inc.
  Lebanon, PA
• 04/2021 → Present
  Lpl Financial Llc
  Lebanon, PA

Previous Registrations

• 2016-11-10 → 2021-05-05
  Securities America Advisors, Inc.
  Lebanon, PA
• 2015-12-10 → 2016-11-18
  Avantax Advisory Services
  Mt. Gretna, PA
• 2010-09-10 → 2015-12-24
  Cadaret, Grant & Co., Inc.
  Mt. Gretna, PA
  Syracuse, NY
• 2008-06-25 → 2010-09-17
  Intl Advisory Consultants Inc.
  Birmingham, AL
• 2007-02-26 → 2008-07-01
  Ferris, Baker Watts, Llc
  Lemoyne, PA

Other Businesses

1)4/5/2021- SWC FINANCIAL ADVISORS- DBA for LPL Business (entity for LPL business)- Inv. Related- LEBANON, PA- 160hrs/mth 2)4/5/2021- Non-Variable Insurance- Agent- selling Term Life Insurance, Whole Life Insurance, Fixed Annuities- Inv. Related- Lebanon, PA - start date 1/1/2020- 20hrs/mth

Exams

• S66 Uniform Combined State Law Examination
  2002-02-07