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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-23 |
| IL | RA | APPROVED | 2010-11-12 |
Branch Locations
760 West Main Street Suite 200, Barrington, IL 60010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Barrington | IL | 11/2010 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. Harper Community College; Not investment related; Palatine, IL; University; Employee; Start date: 01/2008; During business hours: 0; After business hours: 2 *511422 - TSG, High Dive Games; Investment related: No; Arlington Heights, Illinois; Recreation, Art/Culture; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 09/2021; During business hours: 0; After business hours: 5; Science Fiction Author
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-10 |
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