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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2002-02-11
  • MO RA
    APPROVED
    Since 2002-02-11

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

3773 Elm St., Saint Charles, MO 63301 • United States

5000 Winghaven Blvd., O'FAllon, MO 63366 • United States

1550 Wall Street Ste. 211, Saint Charles, MO 63303-3546 • United States

5600 Mexico Road Ste.1, Saint Peters, MO 63376 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Money Concepts Capital Corp Palm Beach Gardens FL 08/2001 Present
Other Businesses

MISSOURI BAPTIST MEDICAL CENTER FOUNDATION, 3015 N. BALLAS ROAD, ST. LOUIS, MO 63131, NON PROFIT FOUNDATION, BOARD OF DIRECTORS, 1 HR. MO. DURING SECURITIES TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-09-27
  • S66 Uniform Combined State Law Examination
    2001-09-27
Designations
  • Certified Financial Planner
Other Names
  • Larry Robert Lund

View on SEC IAPD

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