James Lee Ferrell

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2010-10-29

PA RA
APPROVED

Since 2010-10-29

Branch Locations

2100 Georgetown Drive Suite 500, Sewickley, PA 15143 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Sewickley	PA	10/2010	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

10/2010 → Present

Morgan Stanley Smith Barney

Sewickley, PA
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2002-05-31 → 2010-11-01

Hefren-Tillotson, Inc.

Pittsburgh, PA

Wexford, PA

Wexford, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-10-01
S63	Uniform Securities Agent State Law Examination	1999-09-21

S65 Uniform Investment Adviser Law Examination

1999-10-01
S63 Uniform Securities Agent State Law Examination

1999-09-21