Monica G Trinidad-Lui

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-10-20
NJ	RA	APPROVED	2021-10-14

TX RA
APPROVED

Since 2021-10-20
NJ RA
APPROVED

Since 2021-10-14

Branch Locations

340 Mount Kemble Avenue, Morristown, NJ 07960 • United States

Kinnelon, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Morristown	NJ	07/2013	12/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Florham Park	NJ	12/2017	09/2021
Morgan Stanley	Morristown	NJ	10/2021	Present

07/2013 → 12/2017

Morgan Stanley

Morristown, NJ
12/2017 → 09/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ
10/2021 → Present

Morgan Stanley

Morristown, NJ

Previous Registrations

2017-12-14 → 2021-09-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ

Florham Park, NJ

Upper Montclair, NJ

Wayne, NJ
2013-08-09 → 2017-12-04

Morgan Stanley

New York, NY

Jersey City, NJ

Morristown, NJ
2009-06-03 → 2013-05-31

Northwestern Mutual Investment Services, Llc

New York, NY
2002-05-30 → 2002-06-20

Morgan Stanley Dw Inc.

Morristown, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-11-07

S66 Uniform Combined State Law Examination

2001-11-07

Other Names

Monica Grace Trinidad
Monica Grace Trinidad Lui
Monica Trinidad
Monica G. Trinidad
Monica Trinidad Lui
Monica Grace Trinidad-Lui

View on SEC IAPD

Other Firms

CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC

LPL FINANCIAL LLC

KIELY CAPITAL MANAGEMENT, INC.

MML INVESTORS SERVICES, LLC

EQUITABLE ADVISORS, LLC

WELLS FARGO CLEARING SERVICES, LLC

Other Investors

Jason Phillip Beswick

Eric Lee Brubaker

FRANK Charles WARD

THOMAS PATRICK ZINCKGRAF

BERNARD MARK KIELY

YVONNE CICETTI KIELY

WILLIAM MOUQUIN WEISS

JOSEPH HENDRICK

Other Offices

EDWARD JONES · MORRISTOWN, NJ

CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC · MORRISTOWN, NJ

LPL FINANCIAL LLC · MORRISTOWN, NJ

KIELY CAPITAL MANAGEMENT, INC. · MORRISTOWN, NJ

LPL FINANCIAL LLC · MORRISTOWN, NJ

MML INVESTORS SERVICES, LLC · Morristown, NJ

EQUITABLE ADVISORS, LLC · MORRISTOWN, NJ

HIMCO, LLC · MORRISTOWN, NJ

More in Morristown, NJ

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