Brandon Oliver Au

Current Employers

Employment History

• 01/1996 → Present
  Plan C Group
  Los Angeles, CA
• 07/2008 → 03/2023
  Mass Mutual Financial Group
  Walnut Creek, CA
• 08/2008 → 03/2023
  Mml Investor Services
  Walnut Creek, CA
• 05/2023 → 11/2023
  Park Avenue Securities
  Claremont, CA
• 04/2023 → 11/2023
  Guardian Life Insurance Company
  Claremont, CA
• 11/2023 → Present
  Guardian Life Insurance Company
  Campbell, CA
• 11/2023 → Present
  Park Avenue Securities
  Campbell, CA

Previous Registrations

• 2008-09-18 → 2023-04-06
  Mml Investors Services, Llc
  Fremont, CA
  Pleasanton, CA
  San Francisco, CA
  San Francisco, CA
  Redwood City, CA
  Pleasanton, CA
• 2002-02-05 → 2002-12-20
  Morgan Stanley Dw Inc.
  San Jose, CA

Other Businesses

Name: Plan C Agency (PCA) Start date: 01/01/1996 Address: 120 E 8th St, Suite 808, Los Angeles, CA 90014 1 total hours per month and 0 during securities trading hours, Not Investment related, Name: Insurance outside of the Guardian Start date: 05/24/2023 Address: 910 E Hamilton Ave, 350, Campbell, CA 95008 1 total hours per month AND 1 during securities trading hours, Investment related, Less than 10% annual compensation

Exams

• S66 Uniform Combined State Law Examination
  2001-12-30

Other Names

• Brandon Au