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Current Employers
Jacobi Capital Management, Llc

154 Enterprise Way, Pittston, PA 18640 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-09-23
  • PA RA
    APPROVED
    Since 2022-09-23

Branch Locations

1055 Westlakes Drive, Berwyn, PA 19312 • United States

154 Enterprise Way, Pittston, PA 18640 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Plymouth Meeting PA 10/2012 09/2022
Mml Investors Services, Llc Newtown Square PA 03/2017 09/2022
Lpl Financial Llc Berwyn PA 09/2022 Present
Jacobi Capital Management, Llc Berwyn PA 09/2022 Present
Msi Services Inc Plymouth Meeting PA 10/2012 03/2017
  • 10/2012 → 09/2022
    Metlife Securities Inc
    Plymouth Meeting, PA
  • 03/2017 → 09/2022
    Newtown Square, PA
  • 09/2022 → Present
    Lpl Financial Llc
    Berwyn, PA
  • 09/2022 → Present
    Berwyn, PA
  • 10/2012 → 03/2017
    Msi Services Inc
    Plymouth Meeting, PA
Previous Registrations
  • 2017-03-25 → 2022-09-21
    Newtown Square, PA
  • 2012-11-05 → 2017-03-25
    Msi Financial Services, Inc.
    Plymouth Meeting, PA
    Newtown Square, PA
  • 2008-06-25 → 2012-10-10
    Cetera Wealth Services, Llc
    Rydal, PA
    Minnetonka, MN
    King Of Prussia, PA
    Rydal, PA
  • 2005-03-07 → 2008-06-25
    Rydal, PA
    Rydal, PA
    Elkins Park, PA
Other Businesses

1) 09/16/2022 - Jacobi Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 09/16/2022 - Financial Security Analysts, LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Lewitown, PA 3) 09/16/2022 - Ancillary Group Benefits - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) 3) 09/16/2022 - Jacobi Wealth Advisors - Registered Investment Advisor DBA - Inv Rel - At Reported Business Location(s) 4) 10/06/2022 - Jacobi Capital Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 09/15/2022 - 80 Hours Per Month/8 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Jacobi Capital Management LLC, an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-08-17
  • S63 Uniform Securities Agent State Law Examination
    2001-08-17
Other Names
  • Stephen M. Salinger
  • Stephen M. Salinger

View on SEC IAPD

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