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Wesley Hamilton Sadler

LPl Financial LLC

Albany, GA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-02-14
  • GA RA
    APPROVED
    Since 2018-02-14

Branch Locations

2531 Lafayette Plaza Dr Ste C, Albany, GA 31707 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bill Sadler Financial Services Leesburg GA 07/2001 Present
Invest Financial Corporation Albany GA 05/2016 02/2018
Lpl Financial Llc Albany GA 02/2018 Present
  • 07/2001 → Present
    Bill Sadler Financial Services
    Leesburg, GA
  • 05/2016 → 02/2018
    Invest Financial Corporation
    Albany, GA
  • 02/2018 → Present
    Albany, GA
Previous Registrations
  • 2016-06-01 → 2018-02-14
    Invest Financial Corporation
    Albany, GA
    Appleton, WI
  • 2004-12-16 → 2016-06-03
    Avantax Advisory Services
    Albany, GA
Other Businesses

1. 02/14/2018 - Sadler Retirement - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 1/1/2010. 2. 12/07/2021 - Sherwood Christian Academy - Not Investment Related - 1418 Old Pretoria Road, Albany, GA 31721 - Outside/W-2 Employment - Tennis Coach - Start Date: 12/11/2021 - 32 Hours Per Month/1 Hour During Securities Trading 3. 07/31/2023 - SADLER RETIREMENT, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/07/2023 - 160 Hours Per Month/ 7 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-07-01
S63 Uniform Securities Agent State Law Examination 2001-10-10
  • S65 Uniform Investment Adviser Law Examination
    2003-07-01
  • S63 Uniform Securities Agent State Law Examination
    2001-10-10
Designations
Other Names
  • Wes Sadler

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